The Nizkor Project: Remembering the Holocaust (Shoah)

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                                                  [Page 198]

HUNDRED AND NINETY-THIRD DAY

FRIDAY, 2nd AUGUST, 1946

ROLF-HEINZ HOEPPNER - Resumed

CROSS-EXAMINATION - Continued

BY COLONEL SMIRNOV:

Q. Witness, I request that you explain some of the testimony
which you gave yesterday. Please give me very brief answers.
First, you said yesterday that SD had nothing to do with the
working out of the plans of aggression and was not even
aware of such plans.

A. Yes.

Q. You further stated that the SD since 1934 and up to 1939,
in other words during the period of the organization of the
RSHA, was engaged in activities which were very far removed
from carrying out any police functions and actually had the
nature of a scientific research; is that correct?

A. I did not talk of scientific problems.

Q. No, I said of a scientific research nature.

A. I explained that the SD had two tasks, one was the work
of ascertaining living conditions in Germany and the other
was more of a statistical and research nature directed
against other philosophies of life.

Q. You further stated that the SD had no relations
whatsoever with crimes against peace and crimes against
humanity; is that correct?

A. Yes.

Q. Mr. President, I would like the permission of the
Tribunal to submit the original of a German document from
the archives of the Central SD, which is a document captured
by the Red Army in the Berlin district and refers to plans
concerning the invasion of Czechoslovakia.

Will you kindly follow me, witness, while I quote from the
document in the Russian translation?

  "Communication. June, 1938. Berlin. Secret. Subject:
  employment of SD in Czechoslovakia." Text follows:
  
  "The SD should prepare to start its activity in case of
  complications between the German Reich and Czechoslovakia
  ...  The manifold planning and the preparation of the
  operational staff for mobilization should be effected on
  the basis of approval ..."

THE PRESIDENT: Stop - you read out a date of June, 1938. I
cannot see that at the head of the document.

COLONEL SMIRNOV: June, 1938, yes.

THE PRESIDENT: It does not appear in the copy at the head of
the document. Does it appear somewhere else?

COLONEL SMIRNOV: Your translation probably does not have it,
Mr. President. The original has it. We submitted copies of
two different documents and I am afraid the mistake might
have been caused by the fact that your translation is not
the translation of the document which I am submitting now.
We submitted copies of two different documents, two
different translations.

                                                  [Page 199]

THE PRESIDENT: Either it is an entirely different document
or else some parts are omitted. The date is not on the
document. Go on. Go on.

BY COLONEL SMIRNOV:

  "Dividing functions, the SD follows, wherever possible,
  directly behind the advancing troops and fulfils duties
  similar to those in the Reich which are the security of
  the political life, and at the same time, the security in
  as much as possible of all enterprises necessary to the
  national economy and so, also, to the war economy. In
  order to achieve this purpose, we suggest the division of
  the country into larger territorial units-Oberabschnitt,
  and smaller territorial units- Unterabschnitt. The latter
  are to be sub-divided into Aussenstellen so that the co-
  workers of the SD " (I draw your attention to the words "
  co-workers of the SD,") " intended for employment in
  Czechoslovakia can be immediately assigned to their
  tasks."

This document shows, therefore, that the SD was not only
well informed of the plans but had also actively taken part
in the elaboration of these plans of aggression. I am asking
you, witness, this excerpt shows that the SD was not only
aware of the plans of invasion and aggression, but also that
it took an active part in working out the plans. Does it
not?

A. May I first say something about the document?

Q. I would like you to answer briefly, first. Answer yes or
no. Explain later, please.

A. From the document, it is obvious that it is only a draft
-

Q. We will talk about that a little later. You will see,
then, what the main point is. I refer to the excerpt which I
read. Do you not see evidence there that the SD was both
informed and took an active part in the plans of aggression?

A. I said yesterday that the interior and foreign
information services are two different organizations. The
interior -

THE PRESIDENT: Witness, we do not care what you said
yesterday. We want to get your answer today. You were asked
a question which can be answered by yes or no. You can
explain afterwards.

A. The document has nothing to do with the interior
information service.

Q. In that case, I would like you to look on Page 3 of the
document. You testified yesterday that the SD had nothing to
do with the staffing of the Einsatzkommandos. I am going to
read an excerpt here. It is Item 2. Please pay attention to
what I am reading now. "The staffing of the planned
organizations of SD" (I draw your attention to the
"organizations of SD") "should be effected with the
following considerations: 1. According to the demands of the
SD ... Does that not prove ..."

THE PRESIDENT: It is being read too fast. You know the
translators do not have time.

COLONEL SMIRNOV: Thank you, Mr. President.

BY COLONEL, SMIRNOV:

Q. Does not the excerpt that was just read testify that the
Einsatzkommandos were staffed according to the demands of
the SD? It says here: "The staffing is effected according to
the demands of the SD."

A. Excuse me. It was apparently translated incorrectly. Your
question does not make sense to me.

Q. It seems to me the question is quite clear. It says here
"The staffing of the agencies of SD should be effected with
the following considerations." Please look at the text of
the document.

A. In my text there is absolutely nothing concerning this.

Q. 202 (a), Page 3?

THE PRESIDENT: To which words are you referring now?

COLONEL SMIRNOV; I am referring to Section II, Mr.
President.

                                                  [Page 200]

THE PRESIDENT: You must go slowly. You simply say Page 3. It
happens not to be on Page 3, on our Page 3. It is on Page 2.
How do you expect us to find it when you refer to it in that
way? It is Paragraph 2, then, at the start.

COLONEL SMIRNOV: It is Section II, Mr. President; there is
the Roman numeral II in front of the section.

BY COLONEL SMIRNOV:

Q. What answer will you give then, witness? What answer will
you give me, with regard to manning the staffs? Were they
not to be staffed according to the demands of the SD?

A. From the paragraph, it is only evident that it was
requested that the SD should keep men in readiness, but not
that the SD asked to have men kept in readiness.

Q. In that case, I should like to ask you to turn to Section
III.

COLONEL SMIRNOV: Mr. President, please turn to Section III.
It is Page 4 of the Russian text. I refer to Roman III, Item
1. Special "Einsatz" groups from the Reich (pay attention to
the words "Einsatz groups" which appear for the first time
in this document) will be collected with a view to their
prospective work in distributing centres, etc., where they
will receive equipment and instructions. Then I refer to the
next page of the Russian text which follows right after the
list of cities. It is Page 4 of the English Text.

  "As soon as any district is free from the enemy, that is
  when it is occupied, the allocated groups are immediately
  sent to the District Administration following the
  advancing troops. At the same time, the groups which are
  intended for the next district still in enemy hands will
  follow along."

Will you deny after this that it was precisely the SD which
staffed the first Einsatz groups?

A. From this document it can only be seen that the head
office at that time of the SD had prepared this group.

Q. If this does not convince you, then I would like you to
turn -

THE PRESIDENT: You must go more slowly. We will not hear
what the witness says, if you interrupt him during the time
it takes for the translation to come through. It is
impossible for us to understand it.

COLONEL SMIRNOV: I beg your pardon, Mr. President. I stated
that if this does not convince the witness, that it was
precisely the SD that helped to staff these operational
groups, then I would be obliged -

THE PRESIDENT: Wait a minute. Then the witness said
something about Einsatz groups. What did you say about
Einsatz groups?

THE WITNESS: The question was whether I am now convinced
that the Einsatz groups were being prepared beforehand, and
I answered that -

THE PRESIDENT: No, you were not asked about Einsatz groups
at all. You were asked about the SD.

THE WITNESS: I was asked whether the SD was preparing the
Einsatz groups beforehand, and I said that from the document
it is evident that the head office of the SD had prepared
these groups.

BY COLONEL SMIRNOV:

Q. Please look at Paragraph V - Section V - entitled
"Preparatory Measures." Page 5 of the English text.

A. Yes.

COLONEL SMIRNOV: Mr. President, I want to quote Section V,
"Preparatory Measures."

  "Preparatory Measures; Demarcation of the spheres of
  activity of the SD under the Gestapo

                                                  [Page 201]
  
  (a) in Germany
  
  (b) in occupied territory.
  
  Suggestion: Measures in Germany are carried out under the
  guidance of the Gestapo and with the assistance of the SD.
  Measures in the occupied regions are carried out under the
  leadership of the senior officer of the SD. Gestapo
  officials are assigned to certain operations staffs. It is
  important that, as far as possible, similar preparations,
  training and the use of materials, should be conducted in
  the Gestapo as in the SD."

BY COLONEL SMIRNOV:

Q. Would you not say that this shows that it was precisely
the SD that took the leading part in preparing Einsatz
kommandos and that the Einsatz groups carried on their
criminal activity under the guidance of SD officials?

A. I read nothing here about criminal activity. And as far
as the SD is concerned I would like to refer to the first
answer that it had nothing to do with the Domestic
Information Service.

THE PRESIDENT: The man had not yet finished his answer. We
do not know what his answer is. Now repeat your answer.

THE WITNESS: I said that I read nothing about criminal
measures in the document, and I said previously that the
document had nothing to do with domestic information
services.

BY COLONEL SMIRNOV:

Q. It says there SD. Can you argue about the term used by
the document? Can you deny that?

A. The word "SD" means many things.

Q. But it seems to me that in this connection the term is
used in precisely the sense in which the authorities in
Germany had used it. The German officials understood the
terms they used, did they not?

A. Yes, but it is about the Foreign Information Service.

Q. I would like you to look at the continuation of the same
quotation, Number 2, entitled, "Establishment of Files in
Section III, 225 of the Central Administration of the SD

(a) Collection and utilization of all available materials of
the SD Oberabschnitt is concentrated in Section III, 225.

(b) In establishing duplicate local files for each region,
one copy remains with the central department while the
second is sent to the operations staff appointed to the
region."

I am stopping there and would like you to pay special
attention to Item (c):

  "Files must have notations such as these: 'to arrest,' 'to
  liquidate,' 'to remove from work', 'to place under
  observation', 'to confiscate,' 'police surveillance,'
  'deprivation of passport', etc."

Do you not think that when the filing department of the SD
made a note like these on the cards of specific persons,
such as to liquidate, to arrest, that the SD was
participating in crimes against humanity?

A. I can only repeat that the document has nothing to do
with the Domestic Information Service of the SD.

Q. Did I understand you correctly yesterday to say that you
deny that there was any liaison or relationship between the
SD and the SS units?

A. Yes.

Q. I would like you to look at the end of this plan, the
last paragraph, Number VII:

  "It is necessary that an SS unit or Totenkopf unit be
  ready for disposal for special purposes."

After seeing that, do you still deny that there was any
direct relation between the SD and the SS units and the
organization of the activity of the Einsatz groups?

A, From this paragraph, in any case, it is not evident.

                                                  [Page 202]

Q. In that case, how should we interpret the sentence which
I just read?'

A. From this paragraph one can only deduce that if such an
Einsatz group was put to use and a special SS troop was to
be present whenever a unit of some other civilian agency
marches into a civilian territory, then from that one cannot
conclude that there was some sort of a liaison between this
military unit and the civilian agency. But I should like to
repeat once more that this document shows only that it is a
draft project of an expert - of an assistant expert who did
not even ... I stress that this is a draft of an assistant
expert (Hilfsreferent) which was not even countersigned by
the expert, not to mention the department head, the central
department head, office head or main office head.

Q. In that case, it appears that you claim that the document
just shown you is merely a plan?

A. It is only the plan of the assistant expert chief of
Department III, 225, and the head of Department III, 22, did
not countersign it, nor did the head of Division III, 2 do
so, nor did the chief of Office III countersign it.

COLONEL SMIRNOV: Mr. President, to show that the witness's
testimony is not correct, I would like you to turn to a
document signed by Schellenberger, Chief of the Central
Division I, and to the chart which you will find in the
original.

It shows that even the chiefs of the Einsatz commands were
appointed -


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